Michelle Denny Recruitment is working alongside a growing group of businesses to recruit an experienced Compliance Manager - someone who would love to spread the word of how great compliance can be! Salary is up to £50,000pa doe, with a Monday to Friday week, plus a hybrid working pattern should you wish. The Head Office is based in Diss set in beautiful new offices. This is a freshly created role with the rare opportunity to potentially develop a new department as the group grows.
The position requires experience working at a high level of compliance, specifically within the insurance or finance industries to provide expert advice across the business ensuring FCA requirements, internal procedures and due diligence are met.
Reporting to both Senior Management and Directors, responsibilities will include:
Ensuring the business adheres to the requirements of insurance industry regulations, standards, laws and policies
Develop and manage an effective compliance and policy programme
Ensure policies & procedures are understood across all levels of the business
Coordinate on site audits ensuring any matters of concern and deal with regulatory requests
Manage TOBAS with appropriate partners and carry out annual due diligence reviews
Provide hands-on advice and guidance of all aspects of regulation including FCA
Develop strategies to identify risks, create and manage effective action plans in response to audit discoveries and compliance breaches.
Reporting regularly on both compliance and risk to Directors and senior management, providing accurate MI, relaying any concerns to senior management
Keeping up to date with pertinent UK regulations and laws and conversant with the FCA Handbook
Cultivate an appreciation of compliance throughout all departments
Management of Data Protection issues, breaches and complaints
What you’ll need:
Experience in a compliance role, within the insurance / finance field
Demonstrable knowledge of current UK regulations and relevant laws
An approachable and personable persona with the ability to liaise with all levels
An analytical mindset
You’ll be working with a successful and long-established group of company that works nationally. Good benefits with genuine opportunity to progress as the whole group continues its growth.
To discuss, please call Michelle Denny or simply apply online.
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